Form D · Hedge Fund

Altair Global Asset Allocation Fund, LLC

Los Angeles, CA · CIK 0001560569

Offering snapshot reported Nov 21, 2014 · SEC filing

Reported sold
$249M
Indefinite offering
Investors reported
197
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$124M$249MNov 13, 2012: $178,305,000.00Nov 13, 2012Nov 22, 2013: $240,824,000.00Nov 22, 2013Nov 21, 2014: $248,647,663.00Nov 21, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$240,824,000 → $248,647,663
  • Reported investors209 → 197

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2014Amendment$248,647,663$7,823,663vs Nov 22, 2013197SEC filing
Nov 22, 2013Amendment$240,824,000$62,519,000vs Nov 13, 2012209SEC filing
Nov 13, 2012Initial$178,305,000No comparison118SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186807

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
First Republic Securities Company, LLC105108First Republic Securities Company, LLC · CRD 105108

Source: Form D, filed Nov 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTAIR GLOBAL ASSET ALLOCATION FUND, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value
$179M
Beneficial owners
173
ADV minimum commitment
$500K

Reported in Form ADV on Nov 17, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE AND COOPERS LLP LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 957205 · Nov 17, 2015 · Schedule D 7.B.(1), fund 805-5739591217

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James P Conn Sr. Director
David Chih Hou Executive
Kim Pfeifer Ip Executive
Craig Jorasch Director
N/A Luminous Capital Gp Llc Executive
N/A Luminous Capital Holdings, Llc Executive
Charles Volkhardt Moore Director
Mark Elliott Sear Executive
Robert John Skinner Executive
Alan Zafran Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O First Republic Investment Mgmt, Inc. 1888 Century Park East
Los Angeles, CA, 90067-1702