Form D · Other Banking and Financial Services
ALPS HOLDINGS INC
Denver, CO · CIK 0001436907
Offering snapshot reported May 28, 2009 · SEC filing
- Reported sold
- $6.9M Offering amount: $6.9M
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 28, 2009 | Initial | $6,897,240 | No comparison | Not reported | SEC filing |
| Jun 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-118909
Source: Form D, filed May 28, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edmund J. Burke | Director, Executive |
| Thomas A. Carter | Director, Executive |
| John D. Cochran | Director |
| John C. Donaldson | Executive |
| Spencer P. Hoffman | Director |
| Timothy R. Hudner | Director |
| Lp Lovell Minnick Equity Partners Ii | Promoter |
| Jeremy O. May | Director, Executive |
| James E. Minnick | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1290 Broadway Suite 1100
Denver, CO, 80203
Denver, CO, 80203