Form D · Hedge Fund

ALPINE ASSOCIATES ACCESS LTD

New York, NY · CIK 0001342225

Offering snapshot reported Mar 12, 2012 · SEC filing

Reported sold
$57.1M
Indefinite offering
Investors reported
230
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.6M$57.1MMar 12, 2009: $52,127,109.00Mar 12, 2009Mar 11, 2010: $52,619,357.00Mar 11, 2010Mar 10, 2011: $56,463,301.00Mar 10, 2011Mar 12, 2012: $57,113,301.00Mar 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$56,463,301 → $57,113,301
  • Reported investors228 → 230

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2012Amendment$57,113,301$650,000vs Mar 10, 2011230SEC filing
Mar 10, 2011Amendment$56,463,301$3,843,944vs Mar 11, 2010228SEC filing
Mar 11, 2010Amendment$52,619,357$492,248vs Mar 12, 2009218SEC filing
Mar 12, 2009Amendment$52,127,109No comparisonNot reportedSEC filing
Oct 17, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.43M (estimated)
Finders' fees
$0
Form D file number
021-82467
Estimated maximum aggregate sales commission to be paid to the selling agent. The Sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Justin C. Ferri Director, Executive
Thomas W. Lee Director, Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Deann D. Morgan Director, Executive
Paul Morton Director, Executive
Colleen R. Rusch Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 World Financial Center 250 Vesey Street, 10th Floor
New York, NY, 10080