Form D · Other Health Care
Alphatec Holdings, Inc.
Carlsbad, CA · CIK 0001350653
Offering snapshot reported Dec 31, 2020 · SEC filing
- Reported sold
- $30M Offering amount: $168M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 18, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2020 | Initial | $30,000,000 | No comparison | 6 | SEC filing |
| Mar 22, 2018 | Initial | $61,934,736 | No comparison | 55 | SEC filing |
| Oct 18, 2017 | Initial | Yet to sell | No comparison | 2 | SEC filing |
| Apr 11, 2017 | Initial | $18,864,000 | No comparison | 38 | SEC filing |
| Nov 9, 2012 | Initial | $8,950,000 | No comparison | 1 | SEC filing |
| Jun 19, 2009 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $3.24M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-384989
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cowen & Company, LLC | 7616 |
Source: Form D, filed Dec 31, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jon Allen | Executive |
| John Allen | Executive |
| Mitsuo Asai | Executive |
| Evan Bakst | Director |
| Mortimer Berkowitz | Director |
| Mortimer Berkowitz Iii | Director |
| Mortimer Berkowitz, Iii | Director |
| Jeff Black | Executive |
| Jeffrey G. Black | Executive |
| Quentin S. Blackford | Director |
| Leslie Cross | Director |
| Rohit M. Desai | Director |
| Luke Faulstick | Director |
| John H. Foster | Director |
| Ebun S. Garner | Executive |
| James R. Glynn | Director |
| Jason A. Hochberg | Director |
| Stephen Hochschuler, M.D. | Director |
| Kelli Mari Howell | Executive |
| Craig E. Hunsaker | Executive |
| Dirk Kuyer | Director, Executive |
| Scott Lish | Executive |
| Stephen Lubischer | Executive |
| Siri S. Marshall | Director |
| Karen K. Mc Ginnis | Director |
| Patrick S. Miles | Director, Executive |
| R. Ian Molson | Director |
| R. Ian Molson | Director |
| David H. Mowry | Director |
| Stephen E. O'neil | Director |
| Michael O'neill | Executive |
| Stephen O'neill | Director |
| David R. Pelizzon | Director |
| Michael Plunkett | Executive |
| Terry M. Rich | Director, Executive |
| William Patrick Ryan | Executive |
| Jeffrey P. Rydin | Director |
| Brian R. Snider | Executive |
| David Sponsel | Executive |
| James L. L. Tullis | Director |
| David A. Williams | Director |
| Donald A. Williams | Director |
| Ward W. Woods | Director |
| Ward W. Woods, Jr. | Director |
| Peter Wulff | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
5818 El Camino Real
Carlsbad, CA, 92008
Carlsbad, CA, 92008