Form D · Hedge Fund

Baochuan Black Dragon Fund, L.P.

Walnut Creek, CA · CIK 0001493949

Offering snapshot reported Jun 15, 2012 · SEC filing

Reported sold: $301K
Investors reported: 5
Minimum accepted: $100K
First sale: Dec 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$415,473 → $301,273
Reported investors4 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 15, 2012	Amendment	$301,273	-$114,200vs Jun 17, 2011	5	SEC filing
Jun 17, 2011	Amendment	$415,473	-$42,350vs Jun 11, 2010	4	SEC filing
Jun 11, 2010	Initial	$457,823	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-143306

Source: Form D, filed Jun 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAOCHUAN BLACK DRAGON FUND, L.P.

Investment adviser: BAOCHUAN CAPITAL MANAGEMENT, LLC

Gross asset value: $300K
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on Sep 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RESOLVE INC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 671605 · Sep 25, 2012 · Schedule D 7.B.(1), fund 805-3453924235

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Alpha Shares	Promoter
Llc Alpha Shares Black Dragon	Promoter
N/A Baochuan Holding, Llc	Promoter
Kevin Carter	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1515 Oakland Boulevard, Suite 280
Walnut Creek, CA, 94596