Form D · Hedge Fund

AlphaOne Essentials Global Fund, LP

West Conshohocken, PA · CIK 0001510479

Offering snapshot reported Mar 4, 2013 · SEC filing

Reported sold
$12.7M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.27M$18.5MJan 18, 2011: $7,050,795.00Jan 18, 2011Mar 6, 2012: $18,540,949.00Mar 6, 2012Mar 4, 2013: $12,723,637.00Mar 4, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,540,949 → $12,723,637
  • Reported investors17 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2013Amendment$12,723,637-$5,817,312vs Mar 6, 201218SEC filing
Mar 6, 2012Amendment$18,540,949$11,490,154vs Jan 18, 201117SEC filing
Jan 18, 2011Initial$7,050,795No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153931

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mid Atlantic Capital Corp10674

Source: Form D, filed Mar 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAONE ESSENTIALS GLOBAL FUND, L.P.

Investment adviser: ALPHAONE INVESTMENT SERVICES, LLC

Gross asset value
$14.8M
Beneficial owners
18
ADV minimum commitment
$250K

Reported in Form ADV on Sep 23, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CREDERIAN FUND SERVICES LLC MEDIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer MID ATLANTIC CAPITAL CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MID ATLANTIC CAPITAL CORPORATION
CRD 10674 · SEC 8-27663

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 757981 · Sep 23, 2013 · Schedule D 7.B.(1), fund 805-3145743319

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin S Crossett Executive
Gerald J Holland Executive
Paul J Hondros Director, Executive
Thomas Leonard Director
Michael Mc Carthy Director
Donald O'hara Executive
Karl Richter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Tower Bridge, 100 Front Street Suite 1250
West Conshohocken, PA, 19428