Form D · Hedge Fund

ALPHAMOSAIC (US) LLC

Chicago, IL · CIK 0001428403

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold
$592M
Indefinite offering
Investors reported
349
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 31, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$296M$592MMay 14, 2009: $96,469,499.00May 14, 2009Apr 14, 2010: $188,613,738.00Apr 14, 2010Apr 13, 2011: $327,428,875.00Apr 13, 2011Apr 13, 2012: $449,745,836.00Apr 13, 2012Apr 12, 2013: $591,824,024.00Apr 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$449,745,836 → $591,824,024
  • Reported investors261 → 349

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2013Amendment$591,824,024$142,078,188vs Apr 13, 2012349SEC filing
Apr 13, 2012Amendment$449,745,836$122,316,961vs Apr 13, 2011261SEC filing
Apr 13, 2011Amendment$327,428,875$138,815,137vs Apr 14, 2010217SEC filing
Apr 14, 2010Amendment$188,613,738$92,144,239vs May 14, 2009162SEC filing
May 14, 2009Amendment$96,469,499No comparisonNot reportedSEC filing
Mar 2, 2009Initial$68,228,973No comparisonNot reportedSEC filing
Feb 25, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-115280

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MIDAMERICA FINANCIAL SERVICES INC.47351MIDAMERICA FINANCIAL SERVICES INC. · CRD 47351
UHLMANN PRICE SECURITIES LLC42854UHLMANN PRICE SECURITIES LLC · CRD 42854

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAMOSAIC (US) LLC

Investment adviser: ALPHAMETRIX, LLC

Gross asset value
$116M
Beneficial owners
217
ADV minimum commitment
$100K

Reported in Form ADV on Oct 23, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPHAMETRIX360, LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 762712 · Oct 23, 2013 · Schedule D 7.B.(1), fund 805-6899215275

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Alphametrix, Llc Promoter
George Jarvis Brown Executive
Aleks A. Kins Executive
Aleksis Aldis Kins Executive
Lisa Marie Tamburini Executive
David James Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
181 West Madison Street 34 Th Floor
Chicago, IL, 60602