Form D · Hedge Fund

AlphaMosaic SPC

Chicago, IL · CIK 0001468212

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold
$24.1M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12M$24.1MJul 15, 2009: $600,000.00Jul 15, 2009Apr 15, 2010: $5,879,384.00Apr 15, 2010Apr 13, 2011: $12,086,730.00Apr 13, 2011Apr 13, 2012: $15,380,883.00Apr 13, 2012Apr 12, 2013: $24,080,883.00Apr 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,380,883 → $24,080,883
  • Reported investors10 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2013Amendment$24,080,883$8,700,000vs Apr 13, 201212SEC filing
Apr 13, 2012Amendment$15,380,883$3,294,153vs Apr 13, 201110SEC filing
Apr 13, 2011Amendment$12,086,730$6,207,346vs Apr 15, 20108SEC filing
Apr 15, 2010Amendment$5,879,384$5,279,384vs Jul 15, 20095SEC filing
Jul 15, 2009Initial$600,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$200K (estimated)
Finders' fees
$0
Form D file number
021-132742

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MidAmerica Financial Services Inc.47351MidAmerica Financial Services Inc. · CRD 47351
Uhlmann Price Securities LLC42854Uhlmann Price Securities LLC · CRD 42854

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAMOSAIC SPC

Investment adviser: ALPHAMETRIX, LLC

Gross asset value
$31.2M
Beneficial owners
60
ADV minimum commitment
$50K

Reported in Form ADV on Oct 23, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPHAMETRIX360 (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 762712 · Oct 23, 2013 · Schedule D 7.B.(1), fund 805-8161845770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Alpha Metrix, Llc Promoter
George Jarvis Brown Executive
John Fleming Director
Aleksis Aldis Kins Executive
Aleks Kins Executive, Promoter
Lisa Marie Tamburini Executive
Garry Wilkins Director
David James Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alphametrix, Llc 181 West Madison Street, 34 Th Floor
Chicago, IL, 60602