Form D · Other Investment Fund

AlphaKeys Tactical Opportunities Fund III, L.L.C.

New York, NY · CIK 0001714196

Offering snapshot reported Aug 22, 2017 · SEC filing

Reported sold: $58.5M
Investors reported: 162
Minimum accepted: $0
First sale: Jul 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 22, 2017	Initial	$58,524,475	No comparison	162	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-293299

INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS FINANCIAL SERVICES INC.	8174

Source: Form D, filed Aug 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS TACTICAL OPPORTUNITIES FUND III, L.L.C.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $201M
Beneficial owners: 474
ADV minimum commitment: $250K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-1278977237

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daryl Dewbrey	Executive
Anna Gindes	Executive
Jennifer Magro	Executive
Gary Muniz	Executive
Jerry Pascucci	Executive
Lauren Rios	Executive
Ottavio Roseto	Executive
Lina Rubin	Executive
Clifford Wattley	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alternative Investments Us 1285 Avenue Of The Americas
New York, NY, 10019