Form D · Other Investment Fund

ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.

New York, NY · CIK 0001395039

Offering snapshot reported Apr 24, 2019 · SEC filing

Reported sold
$418M
Indefinite offering
Investors reported
739
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$209M$418MMar 11, 2009: $220,943,178.00Mar 11, 2009Dec 2, 2009: $221,193,178.00Nov 15, 2013: $222,678,178.00Apr 14, 2014: $222,678,178.00Apr 16, 2015: $225,628,178.00Apr 15, 2016: $238,378,178.00Apr 20, 2017: $314,969,178.00Apr 19, 2018: $354,469,178.00Apr 24, 2019: $417,922,595.00Apr 24, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$354,469,178 → $417,922,595
  • Reported investors622 → 739

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 24, 2019Amendment$417,922,595$63,453,417vs Apr 19, 2018739SEC filing
Apr 19, 2018Amendment$354,469,178$39,500,000vs Apr 20, 2017622SEC filing
Apr 20, 2017Amendment$314,969,178$76,591,000vs Apr 15, 2016524SEC filing
Apr 15, 2016Amendment$238,378,178$12,750,000vs Apr 16, 2015355SEC filing
Apr 16, 2015Amendment$225,628,178$2,950,000vs Apr 14, 2014308SEC filing
Apr 14, 2014Amendment$222,678,178$0vs Nov 15, 2013299SEC filing
Nov 15, 2013Amendment$222,678,178$1,485,000vs Dec 2, 2009299SEC filing
Dec 2, 2009Amendment$221,193,178$250,000vs Mar 11, 2009295SEC filing
Mar 11, 2009Amendment$220,943,178No comparisonNot reportedSEC filing
Mar 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-101619
INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT AGENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS FINANCIAL SERVICES INC.8174

Source: Form D, filed Apr 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS RENAISSANCE INST EQUITIES FUND I, LLC

Investment adviser: UBS FUND ADVISOR, L.L.C.

Gross asset value
$349M
Beneficial owners
400
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1390680 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-5678000336

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Francis Aufenanger Director, Executive
James Augir Executive
Catherine Benlian Executive
Eric Brotman Director, Executive
John T. Connors Executive
Daryl Dewbrey Executive
Anna Gindes Executive
Craig K. Goos Executive
Alexander Gurevich Executive
Louis Kleist Executive
Jennifer Magro Executive
Gary Muniz Executive
Jerry Pascucci Executive
Lauren Rios Executive
Ottavio Roseto Executive
Stephen Roussin Director
Lina Rubin Executive
Gregory Sciametta Executive
Nadia Small Executive
Lee Thompson Executive
N/A Ubs Fund Advisor, L.L.C. Promoter
Clifford B. Wattley Executive
Stacie Yates Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1285 Avenue Of The Americas
New York, NY, 10019