Form D · Other Investment Fund

ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.

New York, NY · CIK 0001551189

Offering snapshot reported Apr 20, 2017 · SEC filing

Reported sold: $72.1M
Investors reported: 188
Minimum accepted: $0
First sale: Aug 31, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$69,712,000 → $72,112,000
Reported investors186 → 188

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2017	Amendment	$72,112,000	$2,400,000vs Apr 15, 2016	188	SEC filing
Apr 15, 2016	Amendment	$69,712,000	$1,900,000vs Apr 16, 2015	186	SEC filing
Apr 16, 2015	Amendment	$67,812,000	$7,580,000vs Sep 10, 2014	183	SEC filing
Sep 10, 2014	Amendment	$60,232,000	$23,828,000vs Sep 11, 2013	172	SEC filing
Sep 11, 2013	Amendment	$36,404,000	$21,848,000vs Sep 12, 2012	116	SEC filing
Sep 12, 2012	Initial	$14,556,000	No comparison	44	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-184001

INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT AGENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS FINANCIAL SERVICES INC.	8174

Source: Form D, filed Apr 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.

Investment adviser: UBS FUND ADVISOR, L.L.C.

Gross asset value: $34.4M
Beneficial owners: 56
ADV minimum commitment: $250K

Reported in Form ADV on Jul 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1227272 · Jul 2, 2018 · Schedule D 7.B.(1), fund 805-7211327463

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Augir	Executive
Joseph Chiurazzi	Executive
John T. Connors	Executive
Daryl Dewbrey	Executive
Anna Gindes	Executive
Alexander Gurevich	Executive
Louis Kleist	Executive
Jennifer Magro	Executive
Gary Muniz	Executive
Jerry Pascucci	Executive
Lauren Rios	Executive
Ottavio Roseto	Executive
Lina Rubin	Executive
Nadia Small	Executive
Clifford B. Wattley	Executive
Stacie Yates	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Alternative Investments Us 1285 Avenue Of The Americas
New York, NY, 10019