Form D · Other Investment Fund

ALPHAKEYS CARLYLE ASIA IV, L.L.C.

New York, NY · CIK 0001569504

Offering snapshot reported Feb 25, 2014 · SEC filing

Reported sold
$66.8M
Offering amount: $66.8M
Investors reported
167
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 10, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2014Initial$66,751,000No comparison167SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212438
INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT AGENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS FINANCIAL SERVICES INC.8174

Source: Form D, filed Feb 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS CARLYLE ASIA IV, L.L.C.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$12.4M
Beneficial owners
203
ADV minimum commitment
$250K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-6496772918

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anna Gindes Executive
Louis Kleist Executive
Jennifer Magro Executive
Gary Muniz Executive
Jerry Pascucci Executive
Ottavio Roseto Executive
Lina Rubin Executive
Nadia Small Executive
Lee Thompson Executive
Clifford Wattley Executive
Stacie Yates Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Investments Us 1285 Avenue Of The Americas
New York, NY, 10019