Form D · Hedge Fund
AlphaGen Tenro Fund LTD
George Town, Grand Cayman, E9 · CIK 0001355026
Offering snapshot reported Oct 16, 2012 · SEC filing
- Reported sold
- $22.5M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$21,962,261 → $22,537,261
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 16, 2012 | Amendment | $22,537,261 | $575,000vs Aug 9, 2011 | 3 | SEC filing |
| Aug 9, 2011 | Amendment | $21,962,261 | $16,822,740vs Mar 10, 2011 | 3 | SEC filing |
| Mar 10, 2011 | Amendment | $5,139,521 | $4,114,521vs Mar 30, 2010 | 3 | SEC filing |
| Mar 30, 2010 | Amendment | $1,025,000 | No comparison | 2 | SEC filing |
| Feb 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $275K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-86709
The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Martin Phipps | 5267004 | Gartmore Distribution Services Inc. · CRD 143032 |
| James P. MacMillan | 1609239 | Gartmore Distribution Services Inc · CRD 143032 |
| Nancy McNally | 4475680 | Gartmore Distribution Services Inc · CRD 143032 |
| John A. Early | 2726671 | Gartmore Distribution Services Inc · CRD 143032 |
| HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. | 101640 | HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. · CRD 101640 |
Source: Form D, filed Oct 16, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Arno Kitts | Director |
| Stuart Leckie | Director |
| Jeffrey Meyer | Director |
| Harry Romney | Director |
| Andrew Steward | Director |
| Hugh Ward | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, Grand Cayman, E9, KY1-1104