Form D · Hedge Fund

AlphaGen Series, A Series of LGMA LLC

Palm Beach Gardens, FL · CIK 0001540551

Offering snapshot reported Feb 15, 2017 · SEC filing

Reported sold: $12.2M
Investors reported: 25
Minimum accepted: $100K
First sale: Jan 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,334,391 → $12,233,801
Reported investors24 → 25

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2017	Amendment	$12,233,801	-$2,100,590vs Mar 10, 2016	25	SEC filing
Mar 10, 2016	Amendment	$14,334,391	-$4,215,659vs Mar 10, 2015	24	SEC filing
Mar 10, 2015	Amendment	$18,550,050	-$2,669,540vs Aug 7, 2014	25	SEC filing
Aug 7, 2014	Amendment	$21,219,590	$0vs Feb 25, 2014	33	SEC filing
Feb 25, 2014	Amendment	$21,219,590	-$25,530,241vs Mar 7, 2013	33	SEC filing
Mar 7, 2013	Amendment	$46,749,831	$0vs Feb 25, 2013	71	SEC filing
Feb 25, 2013	Amendment	$46,749,831	-$24,905,864vs Jan 31, 2012	71	SEC filing
Jan 31, 2012	Initial	$71,655,695	No comparison	101	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-172644

Total represents estimated net capital invested as of 2/1.

If placement agents are employed by the fund or any series thereof, they may receive ongoing compensation in respect of selling interests.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Atlantic Trust Company	None
SunTrust Banks, Inc.	None

Source: Form D, filed Feb 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAGEN SERIES, A SERIES OF LGMA LLC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value: $12.8M
Beneficial owners: 23
ADV minimum commitment: $1M

Reported in Form ADV on Aug 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP FORT LAUDERDALE, Florida, United States

Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 1233191 · Aug 28, 2018 · Schedule D 7.B.(1), fund 805-9045766310

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Gen Spring Family Offices, Llc	Promoter
N/A Globe Op Financial Services Llc	Promoter
N/A Henderson Alpha Gen Octanis Sp Of Lgma Spc	Promoter
N/A Henderson Alternative Investment Advisor Limited	Promoter
N/A Hfa Holdings Limited	Promoter
N/A Lgma Llc	Promoter
N/A Lighthouse Investment Partners, Llc	Promoter
N/A Lma Ireland	Promoter
N/A Lma Spc	Promoter
Sean Mc Gould	Director, Executive
Luke Newman	Executive
J. Scott Perkins	Director, Executive
Kelly R. Perkins	Executive
Robert P. Swan, Iii	Director, Executive
Ben Wallace	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3801 Pga Blvd. Suite 500
Palm Beach Gardens, FL, 33410