Form D · Hedge Fund

ALPHAGEN REGULUS FUND LTD

George Town, E9 · CIK 0001439839

Offering snapshot reported Jul 27, 2010 · SEC filing

Reported sold
$36.2K
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$181K$362KJul 10, 2008Jul 27, 2009: $361,615.00Jul 27, 2009Jul 27, 2010: $36,165.00Jul 27, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$361,615 → $36,165

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2010Amendment$36,165-$325,450vs Jul 27, 20098SEC filing
Jul 27, 2009Amendment$361,615No comparison8SEC filing
Jul 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$35K (estimated)
Finders' fees
$0
Form D file number
021-120196
The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John A. Early2726671Gartmore Distribution Service, Inc. · CRD 143032
Martin J. Phipps5267004Gartmore Distribution services, inc. · CRD 143032
Corinne T.Lambert2348439Gartmore Distribution Services, Inc. · CRD 143032
James P. MacMillan1609239Gartmore Distribution Services, Inc. · CRD 143032
Nationwide Fund Distributors LLC25910Nationwide Fund Distrbutors LLC · CRD 25910

Source: Form D, filed Jul 27, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Bolster Director
Robert Bovet Director
Jeffrey Meyer Director
Juerg Schaeppi Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Strathvale House North Church St
George Town, E9, CAYMAN