Form D · Other Investment Fund

AlphaGen Developing Markets Best Ideas Fund LLC

Chicago, IL · CIK 0001655407

Offering snapshot reported Oct 26, 2015 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-250097

Initial seed capital from Manager and affiliate of Manager.

Henderson Global Investors Equity Planning Inc., a broker dealer affiliated with the Manager, is compensated for sales activities based on an intra-group arrangement. The Issuer is not respsonsible for payment.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Henderson Global Investors Equity Planning Inc.	101640

Source: Form D, filed Oct 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ALPHAGEN DEVELOPING MARKETS BEST IDEAS FUND LLC

Investment adviser: ALPHAGEN CAPITAL LIMITED

Gross asset value: $26.4M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Jan 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian JPMORGAN CHASE BANK, N.A. (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No

Marketer JANUS HENDERSON DISTRIBUTORS DENVER, Colorado, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

JANUS HENDERSON DISTRIBUTORS
CRD 28832 · SEC 8-43810

Filing source

Form ADV 1266476 · Jan 30, 2019 · Schedule D 7.B.(1), fund 805-8424049648

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Alpha Gen Capital Limited	Promoter
N/A N/A Henderson Global Investors (North America) Inc.	Promoter
N/A N/A Henderson International Gp Llc	Director
Jim O'brien	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

737 N Michigan Ave Ste 1700
Chicago, IL, 60611