Form D · Hedge Fund
ALPHAGEN CRUCIS FUND LTD
Grand Cayman, E9 · CIK 0001439848
Offering snapshot reported Jul 27, 2010 · SEC filing
- Reported sold
- $51.1M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2010 | Amendment | $51,060,665 | $0vs Jul 27, 2009 | 7 | SEC filing |
| Jul 27, 2009 | Amendment | $51,060,665 | No comparison | 7 | SEC filing |
| Jul 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-120187
The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Martin Phipps | 5267004 | Gartmore Distribution Services, Inc. · CRD 143032 |
| Corinne Lambert | 2348439 | Gartmore Distribution Services, Inc. · CRD 143032 |
| John Arthur Early III | 2726671 | Gartmore Distribution Services, Inc. · CRD 143032 |
| JAMES P. MACMILLAN | 1609239 | Gartmore Distribution Services, Inc. · CRD 143032 |
| NATIONWIDE FUND DISTRIBUTORS LLC | 25910 | NATIONWIDE FUND DISTRIBUTORS LLC · CRD 25910 |
Source: Form D, filed Jul 27, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dr. Paul Bolster | Director |
| Robert Bovet | Director |
| Stuart Leckie | Director |
| Jeffrey Meyer | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, 00000