Form D · Hedge Fund

AlphaGen Capella Fund Ltd

George Town, Grand Cayman, E9 · CIK 0001440577

Offering snapshot reported Nov 2, 2012 · SEC filing

Reported sold: $313M
Investors reported: 37
Minimum accepted: $100K
First sale: Apr 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 2, 2012	Amendment	$313,046,241	$0vs Aug 9, 2011	37	SEC filing
Aug 9, 2011	Amendment	$313,046,241	$0vs Jul 27, 2010	37	SEC filing
Jul 27, 2010	Amendment	$313,046,241	$159,735,000vs Jul 27, 2009	37	SEC filing
Jul 27, 2009	Amendment	$153,311,241	No comparison	18	SEC filing
Jul 16, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $6M (estimated)
Finders' fees: $0
Form D file number: 021-120536

The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Martin J. Phipps	5267004	Gartmore Distribution Services, Inc. · CRD 143032
Corinne Lambert	2348439	Gartmore Distribution Services, Inc. · CRD 143032
JOHN A. EARLY III	2726671	Gartmore Distribution Services, Inc. · CRD 143032
James P. MacMillan	1609239	Gartmore Distribution Services, Inc. · CRD 143032
NATIONWIDE FUND DISTRIBUTORS LLC	25910	NATIONWIDE FUND DISTRIBUTORS LLC · CRD 25910
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.	101640	HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. · CRD 101640

Source: Form D, filed Nov 2, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JANUS HENDERSON CAPELLA FUND LTD.

Investment adviser: JANUS HENDERSON INVESTORS US LLC

Gross asset value: $107M
Beneficial owners: 17
ADV minimum commitment: $100K

Reported in Form ADV on Jul 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN HEDGE FUND SEVICES (IRELAND) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Marketer JANUS HENDERSON DISTRIBUTORS US LLC DENVER, Colorado, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

JANUS HENDERSON DISTRIBUTORS US LLC
CRD 28832 · SEC 8-43810

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 2121338 · Jul 29, 2026 · Schedule D 7.B.(1), fund 805-9806794320

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dr. Paul Bolster	Director
Robert Bovet	Director
Roger Guy	Director
Arno Kitts	Director
Juerg Schaeppi	Director
Andrew Steward	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House South Church Street
George Town, Grand Cayman, E9, KY1-1104