Form D · Hedge Fund

AlphaBond Series of 4ALTS Platform, LLC

Arlington Heights, IL · CIK 0001786816

Offering snapshot reported Aug 27, 2021 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 27, 2021AmendmentYet to sellNo comparisonNot reportedSEC filing
Oct 21, 2019AmendmentYet to sellNo comparison0SEC filing
Aug 29, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-347635

Source: Form D, filed Aug 27, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHABOND SERIES

Investment adviser: ARB FUND MANAGEMENT LLC

Gross asset value
$717K
Beneficial owners
2
ADV minimum commitment
$100K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM FUND SERVICES DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. (CAYMAN) GRAND CAYMAN, Cayman Islands
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO. (CAYMAN)
PCAOB 673

BMO HARRIS BANK NA
LEI 0001526648

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1706799 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-8432080722

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Klimek Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2661 N Bradford Dr
Arlington Heights, IL, 60004