Form D · Private Equity Fund
Alpha Wave IX, LP
Grand Cayman, E9 · CIK 0002146539
Offering snapshot reported Jul 28, 2026 · SEC filing
- Reported sold
- $203M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 15, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2026 | Initial | $203,142,474 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $581K
- Finders' fees
- $0
- Form D file number
- 021-592315
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Auerbach Grayson & Company LLC | 000030761 |
Source: Form D, filed Jul 28, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alpha Wave Global, Lp | Promoter |
| Alpha Wave Special Opportunities Gp, Lp | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Alpha Wave Special Opportunities Gp Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104