Form D · Private Equity Fund

Alpha Wave CI IV, LP

Grand Cayman, E9 · CIK 0001770684

Offering snapshot reported Apr 1, 2026 · SEC filing

Reported sold: $2M
Investors reported: 2
Minimum accepted: $100K
First sale: May 14, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 1, 2026	Amendment	$2,000,000	$0vs Mar 7, 2025	2	SEC filing
Mar 7, 2025	Amendment	$2,000,000	$0vs Mar 8, 2024	2	SEC filing
Mar 8, 2024	Amendment	$2,000,000	$0vs Mar 10, 2023	2	SEC filing
Mar 10, 2023	Amendment	$2,000,000	$0vs Mar 11, 2022	2	SEC filing
Mar 11, 2022	Amendment	$2,000,000	$0vs Mar 12, 2021	2	SEC filing
Mar 12, 2021	Amendment	$2,000,000	$0vs Mar 13, 2020	2	SEC filing
Mar 13, 2020	Amendment	$2,000,000	$0vs Mar 14, 2019	2	SEC filing
Mar 14, 2019	Initial	$2,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-334915

Source: Form D, filed Apr 1, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA WAVE CI IV, LP

Investment adviser: ALPHA WAVE GLOBAL, LP

Gross asset value: $2.45B
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Aug 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian CITCO BANK NEDERLAND N.V. WILLEMSTAD, Curacao Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

CITCO BANK NEDERLAND N.V.
LEI 549300SGF4BS54YG8M65

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

Filing source

Form ADV 2129720 · Aug 31, 2026 · Schedule D 7.B.(1), fund 805-3991213667

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Alpha Wave CI II, LP	Apr 3, 2026	$62,000,000	1
Alpha Wave CI IV, LP (this fund)	Apr 1, 2026	$2,000,000	2
Alpha Wave CI V, LLC	May 15, 2026	$5,010,000	2

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alpha Wave Global, Lp	Promoter
Alpha Wave Special Opportunities Gp, Lp	Executive
Falcon Edge Capital, Llp	Promoter
Falcon Edge Capital, Lp	Promoter
Falcon Special Opportunities General Partner, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alpha Wave Special Opportunities Gp Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104