Form D · Hedge Fund

ALPHA TITANS LTD

George Town, Grand Cayman, E9 · CIK 0001424287

Offering snapshot reported Aug 12, 2014 · SEC filing

Reported sold
$72.4M
Indefinite offering
Investors reported
64
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.2M$72.4MAug 13, 2009: $41,978,933.00Aug 13, 2009Aug 9, 2010: $53,952,337.00Aug 9, 2010: $53,952,337.00Aug 9, 2011: $64,818,834.00Aug 9, 2012: $64,818,834.00Aug 12, 2013: $71,720,467.00Aug 14, 2013: $71,720,467.00Aug 12, 2014: $72,370,396.00Aug 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$71,720,467 → $72,370,396
  • Reported investors63 → 64

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2014Amendment$72,370,396$649,929vs Aug 14, 201364SEC filing
Aug 14, 2013Amendment$71,720,467$0vs Aug 12, 201363SEC filing
Aug 12, 2013Amendment$71,720,467$6,901,633vs Aug 9, 201263SEC filing
Aug 9, 2012Amendment$64,818,834$0vs Aug 9, 201159SEC filing
Aug 9, 2011Amendment$64,818,834$10,866,497vs Aug 9, 201059SEC filing
Aug 9, 2010Amendment$53,952,337$0vs Aug 9, 201047SEC filing
Aug 9, 2010Amendment$53,952,337$11,973,404vs Aug 13, 200947SEC filing
Aug 13, 2009Amendment$41,978,933No comparison32SEC filing
Jan 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$776K (estimated)
Finders' fees
$0
Form D file number
021-113513
Amount of sales commission reported is the aggregate amount paid to date by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Matrix Capital Group, Inc.33364Matrix Capital Group, Inc. · CRD 33364
Investment Architects, Inc.17774Investment Architects, Inc. · CRD 17774
MidAmerica Financial Services, Inc.47351MidAmerica Financial Services, Inc. · CRD 47351
Berora Advisors LimitedNoneBerora Advisors Limited
Cogesp SANoneCogesp SA
Ampex Engineering Ltd.NoneAmpex Engineering Ltd.

Source: Form D, filed Aug 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA TITANS LTD

Investment adviser: ALPHA TITANS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Oct 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 852128 · Oct 31, 2014 · Schedule D 7.B.(1), fund 805-8714637765

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kelly Kaeser Director
Tim Mc Cormack Director
Justin Pawl Director
Jesse Redmond Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Spv Ltd Walker House, 87 Mary Street
George Town, Grand Cayman, E9, K1-9002