Form D · Hedge Fund
ALPHA TITANS LP
Santa Barbara, CA · CIK 0001423611
Offering snapshot reported Aug 12, 2014 · SEC filing
- Reported sold
- $80M Indefinite offering
- Investors reported
- 84 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Dec 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$77,646,301 → $80,001,301
- Reported investors81 → 84
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2014 | Amendment | $80,001,301 | $2,355,000vs Aug 9, 2013 | 84 | SEC filing |
| Aug 9, 2013 | Amendment | $77,646,301 | $9,758,154vs Aug 9, 2012 | 81 | SEC filing |
| Aug 9, 2012 | Amendment | $67,888,147 | $300,000vs Aug 9, 2011 | 76 | SEC filing |
| Aug 9, 2011 | Amendment | $67,588,147 | $5,910,000vs Aug 9, 2010 | 76 | SEC filing |
| Aug 9, 2010 | Amendment | $61,678,147 | $0vs Aug 9, 2010 | 67 | SEC filing |
| Aug 9, 2010 | Amendment | $61,678,147 | $3,887,888vs Aug 13, 2009 | 67 | SEC filing |
| Aug 13, 2009 | Amendment | $57,790,259 | No comparison | 57 | SEC filing |
| Jan 9, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $187K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-113292
Amount of sales commission reported is the aggregate amount paid to date by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MidAmerica Finanical Services, Inc. | 47351 | MidAmerica Financial Services, Inc. · CRD 47351 |
Source: Form D, filed Aug 12, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALPHA TITANS LP
Investment adviser: ALPHA TITANS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Oct 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 852128 · Oct 31, 2014 · Schedule D 7.B.(1), fund 805-1884024018
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kelly Kaeser | Executive |
| Tim Mc Cormack | Director |
| Justin Pawl | Director |
| Jesse Redmond | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Santa Barbara, CA, 93101