Form D · Hedge Fund

Alpha HG Fund LLC

S?O Paulo, D5 · CIK 0001327153

Offering snapshot reported Mar 30, 2012 · SEC filing

Reported sold: $77.1M
Investors reported: 88
Minimum accepted: $100K
First sale: May 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$489,383,391 → $77,139,099

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 30, 2012	Amendment	$45,983,271	-$443,400,120vs Mar 25, 2011	80	SEC filing
Mar 30, 2012	Amendment	$77,139,099	-$412,244,292vs Mar 25, 2011	88	SEC filing
Mar 25, 2011	Amendment	$489,383,391	-$4,420,967,995vs Mar 30, 2010	88	SEC filing
Mar 30, 2010	Initial	$4,910,351,386	No comparison	32	SEC filing
May 11, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-77094

Total Amount Sold corresponds to all subscriptions made in the fund since 2005.

Source: Form D, filed Mar 30, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA HG FUND, LLC

Investment adviser: CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.

Gross asset value: $418M
Beneficial owners: 80
ADV minimum commitment: $100K

Reported in Form ADV on Aug 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS AUDITORES INDEPENDENTES SAO PAULO, Brazil

Custodian BANK OF AMERICA MERRYL LYNCH NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS BANK PLC, NY NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK NEW YORK NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer BANQUE SAFRA LUXEMBOURG, SOCIÉTÉ ANONYME LUXEMBOURG, Luxembourg Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS (HK) LIMITED HONG KONG, China Related to adviser: No

Marketer HMC PARTNERS GRAND CAYMAN, Cayman Islands Related to adviser: No

Prime broker GOLDMAN SACHS & CO NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

Filing source

Form ADV 664781 · Aug 17, 2012 · Schedule D 7.B.(1), fund 805-3469526664

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Credit Suisse Hedging Griffo Servicos Internacionais S.A.	Promoter
Andre Luiz De Santos Freitas	Director
Odilon Fernandes De Pinho Neto	Director
Virginia Luzia De Souza Romano	Director
Luis Stuhlberger	Director
Ronaldo Antonio Varela	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Av. Juscelino Kubtischek 1830 Tower 3 6 Th Floor
S?O Paulo, D5, 04543001