Form D · Hedge Fund
Alpha Dogs of the Dow Fund LLC
Charlotte, NC · CIK 0001729890
Offering snapshot reported Jan 22, 2021 · SEC filing
- Reported sold
- $1.79M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 29, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,300,000 → $1,792,000
- Reported investors9 → 17
- Minimum accepted$50,000 → $25,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2021 | Amendment | $1,792,000 | $492,000vs Feb 12, 2018 | 17 | SEC filing |
| Feb 12, 2018 | Initial | $1,300,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-305363
Source: Form D, filed Jan 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William C. Green | Executive |
| Adrian K Hee | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
200 S College Street Ste 200
Charlotte, NC, 28202
Charlotte, NC, 28202