Form D · Hedge Fund

Alpha Associates LP

New York, NY · CIK 0001404488

Offering snapshot reported Mar 21, 2025 · SEC filing

Reported sold
$48.4M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 2, 1984
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.2M$48.4MMar 9, 2009: $38,868,119.00Mar 9, 2009Apr 24, 2019: $47,113,654.00Apr 22, 2020: $47,394,654.00Mar 23, 2021: $47,579,154.00Mar 23, 2022: $47,910,654.00Mar 23, 2023: $47,921,554.00Apr 3, 2023: $47,921,554.00Mar 28, 2024: $48,141,554.00Mar 21, 2025: $48,374,554.00Mar 21, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$48,141,554 → $48,374,554
  • Reported investors29 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2025Amendment$48,374,554$233,000vs Mar 28, 202430SEC filing
Mar 21, 2025Initial$48,374,554No comparison30SEC filing
Mar 28, 2024Amendment$48,141,554$220,000vs Apr 3, 202329SEC filing
Apr 3, 2023Amendment$47,921,554$0vs Mar 23, 202329SEC filing
Mar 23, 2023Amendment$47,921,554$10,900vs Mar 23, 202261SEC filing
Mar 23, 2022Amendment$47,910,654$331,500vs Mar 23, 202157SEC filing
Mar 23, 2021Amendment$47,579,154$184,500vs Apr 22, 202056SEC filing
Apr 22, 2020Amendment$47,394,654$281,000vs Apr 24, 201955SEC filing
Apr 24, 2019Amendment$47,113,654$8,245,535vs Mar 9, 200955SEC filing
Mar 9, 2009Amendment$38,868,119No comparisonNot reportedSEC filing
Jun 21, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-105069
The original Form D was filed on June 21, 2007

Source: Form D, filed Mar 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA ASSOCIATES, L.P.

Investment adviser: STONE RUN CAPITAL, LLC

Gross asset value
$195M
Beneficial owners
19
ADV minimum commitment
$100K

Reported in Form ADV on Apr 29, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND MANAGEMENT CORP. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANVILLE AND COMPANY HUNTINGDON VALLEY, Pennsylvania, United States
Custodian WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SANVILLE AND COMPANY
PCAOB 169

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 8-37180

Filing source

Form ADV 1984322 · Apr 29, 2025 · Schedule D 7.B.(1), fund 805-7622070381

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard De Sanctis Executive
Stone Run Capital, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
551 Fifth Avenue Suite 3300
New York, NY, 10176