Form D · Venture Capital Fund

Alpha Ascent Surface LLC

Westport, CT · CIK 0001747985

Offering snapshot reported Aug 10, 2018 · SEC filing

Reported sold
$1.75M
Offering amount: $2M
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 23, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 10, 2018Initial$1,750,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.88K
Finders' fees
$0
Form D file number
021-318931
Denomination in Euros.
Denomination in Euros.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Ascent Capital Advisors (America) LLC226540
Ascent Capital Advisors LimitedNone

Source: Form D, filed Aug 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA ASCENT SURFACE LLC

Investment adviser: ALPHA ASCENT VENTURES LLC

Gross asset value
$5.11M
Beneficial owners
17
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INC. HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY (CAYMAN) LTD. GEORGE TOWN, Cayman Islands
Marketer ASCENT CAPITAL ADVISORS LIMITED CENTRAL, Hong Kong Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 2084906 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8518259420

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Alpha Ascent Surface Manager Llc Promoter
N/A N/A Alpha Ascent Ventures Llc Promoter
Eric Greenberg Director
Andrew Kleeger Director
Arthur Maloy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
27 Imperial Avenue Top Floor
Westport, CT, 06880