Form D · Pooled Investment Fund

Alpha Ascent Strata LLC

Philadelphia, PA · CIK 0001855777

Offering snapshot reported May 26, 2021 · SEC filing

Reported sold
$6.14M
Offering amount: $6.14M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 26, 2021Initial$6,139,043No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-400786

Source: Form D, filed May 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA ASCENT STRATA LLC

Investment adviser: ALPHA ASCENT VENTURES LLC

Gross asset value
$5.95M
Beneficial owners
34
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INC. HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY (CAYMAN) LTD. GEORGE TOWN, Cayman Islands
Marketer ASCENT CAPITAL ADVISORS LIMITED CENTRAL, Hong Kong Related to adviser: Yes
Marketer BCW SECURITIES LLC WESTPORT, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

BCW SECURITIES LLC
CRD 144930 · SEC 8-67685

Filing source

Form ADV 2084906 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4623195980

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alpha Ascent Strata Manager Llc Promoter
N/A Alpha Ascent Ventures Llc Promoter
Eric Greenberg Director
Andrew Kleeger Director
Arthur Maloy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, Suite 3600, Pmb 00273 1650 Market Street
Philadelphia, PA, 19103