Form D · Venture Capital Fund
Alpha Ascent News LLC
Westport, CT · CIK 0001760562
Offering snapshot reported Apr 7, 2020 · SEC filing
- Reported sold
- $4.06M Offering amount: $4.06M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 14, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,460,000 → $4,060,000
- Reported investors15 → 18
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2020 | Amendment | $4,060,000 | $600,000vs Feb 24, 2020 | 18 | SEC filing |
| Feb 24, 2020 | Initial | $3,460,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $142K
- Finders' fees
- $0
- Form D file number
- 021-361239
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alpha Ascent Advisors (America) LLC | 226540 | |
| Ascent Capital Advisors Limited | None |
Source: Form D, filed Apr 7, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALPHA ASCENT NEWS LLC
Investment adviser: ALPHA ASCENT VENTURES LLC
- Gross asset value
- $6.14M
- Beneficial owners
- 17
- ADV minimum commitment
- $25K
Reported in Form ADV on May 16, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
Filing source
Form ADV 1989815 · May 16, 2025 · Schedule D 7.B.(1), fund 805-7518402248
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Alpha Ascent News Manager Llc | Promoter |
| N/A N/A Alpha Ascent Ventures Llc | Promoter |
| Eric N/A Greenberg | Director |
| Andrew N/A Kleeger | Director |
| Arthur N/A Maloy | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Westport, CT, 06880