Form D · Venture Capital Fund

Alpha Ascent Amulet LLC

Philadelphia, PA · CIK 0001829251

Offering snapshot reported Nov 4, 2020 · SEC filing

Reported sold
$8M
Offering amount: $8M
Investors reported
26
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 30, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2020Initial$8,000,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$191K
Form D file number
021-379743

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BCW Securities LLC144930
Ascent Capital Advisors LimitedNone

Source: Form D, filed Nov 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHA ASCENT AMULET LLC

Investment adviser: ALPHA ASCENT VENTURES LLC

Gross asset value
$10.6M
Beneficial owners
27
ADV minimum commitment
$50K

Reported in Form ADV on May 16, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer ASCENT CAPITAL ADVISORS LIMITED CENTRAL, Hong Kong Related to adviser: Yes
Marketer BCW SECURITIES LLC WESTPORT, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

BCW SECURITIES LLC
CRD 144930 · SEC 8-67685

Filing source

Form ADV 1989815 · May 16, 2025 · Schedule D 7.B.(1), fund 805-3962467552

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alpha Ascent Amulet Manager Llc Promoter
N/A Alpha Ascent Ventures Llc Promoter
Eric Greenberg Director
Andrew Kleeger Director
Arthur Maloy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, Suite 3600 Pmb 00273 1650 Market Street
Philadelphia, PA, 19103