Form D · Venture Capital Fund
Alpha Ascent Advance LLC
Philadelphia, PA · CIK 0001918763
Offering snapshot reported Apr 13, 2022 · SEC filing
- Reported sold
- $750K Offering amount: $750K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 30, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 13, 2022 | Initial | $750,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $17.6K
- Finders' fees
- $0
- Form D file number
- 021-441669
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BCW Securities LLC | 144930 | |
| Ascent Capital Advisors Limited | None |
Source: Form D, filed Apr 13, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALPHA ASCENT ADVANCE LLC
Investment adviser: ALPHA ASCENT VENTURES LLC
- Gross asset value
- $750K
- Beneficial owners
- 7
- ADV minimum commitment
- $25K
Reported in Form ADV on May 16, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
BCW SECURITIES LLC
CRD 144930 · SEC 8-67685
Filing source
Form ADV 1989815 · May 16, 2025 · Schedule D 7.B.(1), fund 805-3458653490
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alpha Ascent Advance Manager Llc | Promoter |
| N/A Alpha Ascent Ventures Llc | Promoter |
| Eric Greenberg | Director |
| Arthur Maloy | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103