Form D · Other
ALMADEN MINERALS LTD
Vancouver, A1 · CIK 0001015647
Offering snapshot reported Aug 11, 2020 · SEC filing
- Reported sold
- $1.25M Offering amount: $1.25M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 6, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2020 | Initial | $1,254,240 | No comparison | 5 | SEC filing |
| Apr 1, 2020 | Initial | $284,250 | No comparison | 3 | SEC filing |
| Jun 15, 2018 | Initial | $4,825,816 | No comparison | 193 | SEC filing |
| Jun 12, 2017 | Initial | $8,933,512 | No comparison | 249 | SEC filing |
| Feb 24, 2017 | Initial | $214,879 | No comparison | 1 | SEC filing |
| May 31, 2016 | Initial | $2,000,001 | No comparison | 1 | SEC filing |
| Dec 4, 2015 | Initial | $273,358 | No comparison | 1 | SEC filing |
| Nov 23, 2015 | Initial | $1,462,500 | No comparison | 2 | SEC filing |
| Feb 25, 2015 | Initial | $2,068,750 | No comparison | 8 | SEC filing |
| Aug 14, 2014 | Initial | $2,572,000 | No comparison | 10 | SEC filing |
| Jul 29, 2013 | Initial | $1,500,000 | No comparison | 2 | SEC filing |
| Mar 7, 2013 | Initial | $530,000 | No comparison | 1 | SEC filing |
| Oct 29, 2010 | Initial | $875,000 | No comparison | 1 | SEC filing |
| Dec 23, 2009 | Initial | $2,444,940 | No comparison | 17 | SEC filing |
| Nov 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-372923
Canadian dollars. A portion of the offering was made outside the U.S. under SEC Regulation S.
Canadian Dollars. Funds paid to recipient specified in Item 12 above.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments, Ltd. | 35878 |
Source: Form D, filed Aug 11, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dione Bitzer | Executive |
| Mark Brown | Director |
| Gerald Carlson | Director |
| Elaine Elingham | Director |
| Elaine Ellingham | Director |
| Donald M Lorimer | Director |
| John Mc Cleary | Director |
| Jack Mc Cleary | Director |
| Douglas Mc Donald | Executive |
| James Mc Innes | Director |
| Jack Mc Leary | Director |
| Joseph Montegomery | Director |
| Joseph Montgomery | Director |
| James Duane Poliquin | Director, Executive |
| Morgan J. Poliquin | Director, Executive |
| Duane Poliquin | Director |
| Barry W. Smee | Director |
| David Strang | Director |
| Korm Trieu | Executive |
| William Worrall | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1333 Johnston St. Suite 210
Vancouver, A1, V6H 3R9
Vancouver, A1, V6H 3R9