Form D · Other Investment Fund
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
New York, NY · CIK 0001613305
Offering snapshot reported Jul 9, 2020 · SEC filing
- Reported sold
- $11M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 23, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,000,000 → $11,009,953
- Reported investors1 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2020 | Amendment | $11,009,953 | $6,009,953vs Jul 10, 2019 | 9 | SEC filing |
| Jul 10, 2019 | Amendment | $5,000,000 | $0vs Jul 12, 2018 | 1 | SEC filing |
| Jul 12, 2018 | Amendment | $5,000,000 | $0vs Jul 11, 2017 | 1 | SEC filing |
| Jul 11, 2017 | Amendment | $5,000,000 | $0vs Jul 11, 2016 | 1 | SEC filing |
| Jul 11, 2016 | Amendment | $5,000,000 | $0vs Jul 10, 2015 | 1 | SEC filing |
| Jul 10, 2015 | Amendment | $5,000,000 | $0vs Jul 28, 2014 | 1 | SEC filing |
| Jul 28, 2014 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-221844
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | 25567 |
Source: Form D, filed Jul 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence G. Altadonna | Executive |
| Angela Borreggine | Executive |
| Barbara R. Claussen | Director |
| Richard J. Cochran | Executive |
| Sarah E. Cogan | Director |
| Deborah A. Decotis | Director |
| F. Ford Drummond | Director |
| Orhan Dzemaili | Executive |
| A. Douglas Eu | Director |
| Thomas J. Fuccillo | Director, Executive |
| Bradford K. Gallagher | Director |
| Thomas L. Harter | Executive |
| Erick Holt | Director |
| James A. Jacobson | Director |
| Hans W. Kertess | Director |
| Susan M. King | Director |
| Richard H. Kirk | Executive |
| Paul Koo | Executive |
| James S. Macleod | Director |
| John C. Maney | Director |
| William B. Ogden, Iv | Director |
| Alan Rappaport | Director |
| Debra Rubano | Executive |
| Craig Ruckman | Executive |
| Davey S. Scoon | Director |
| Julian Sluyters | Director, Executive |
| Lagan Srivastava | Executive |
| Scott Whisten | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019