Form D · Other Investment Fund
Allianz Global Investors Total Return Trust
New York, NY · CIK 0001374291
Offering snapshot reported Dec 31, 2013 · SEC filing
- Reported sold
- $174M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 1, 1994 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2013 | Amendment | $173,747,596 | $0vs Jan 2, 2013 | 15 | SEC filing |
| Jan 2, 2013 | Amendment | $173,747,596 | $0vs Jan 27, 2012 | 15 | SEC filing |
| Jan 27, 2012 | Amendment | $173,747,596 | $0vs Feb 23, 2011 | 15 | SEC filing |
| Feb 23, 2011 | Amendment | $173,747,596 | $0vs Feb 26, 2010 | 15 | SEC filing |
| Feb 26, 2010 | Amendment | $173,747,596 | $0vs Mar 11, 2009 | 15 | SEC filing |
| Mar 11, 2009 | Initial | $173,747,596 | No comparison | Not reported | SEC filing |
| Aug 25, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $16.9K
- Finders' fees
- $0
- Form D file number
- 021-94270
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allianz Global Investors Distributors LLC | 25567 |
Source: Form D, filed Dec 31, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Charles Carroll | Executive |
| Barbara Ruth Claussen | Executive |
| Benno John Fischer | Executive |
| Douglas Gorman Forsyth | Executive |
| Udo Frank | Executive |
| Brian Joseph Gaffney | Executive |
| Taegan Goddard | Executive |
| Jill Ellen Lohrfink | Executive |
| John C. Maney | Executive |
| Scott T. Migliori | Executive |
| Geoffrey Mullen | Executive |
| Herold Clemens Rohweder | Executive |
| Mary Ann Schreiber | Executive |
| Julian Fernand Sluyters | Executive |
| Horacio Valeiras | Executive |
| Marna Whittington | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019