Form D · Other Technology

Allegiance Software, Inc.

South Jordan, UT · CIK 0001340287

Offering snapshot reported Feb 4, 2014 · SEC filing

Reported sold
$19.8M
Offering amount: $20.6M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 4, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.9M$19.8MDec 12, 2013: $6,491,287.00Dec 12, 2013Feb 4, 2014: $19,807,905.00Feb 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,491,287 → $19,807,905
  • Reported investors10 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2014Amendment$19,807,905$13,316,618vs Dec 12, 201311SEC filing
Dec 12, 2013Initial$6,491,287No comparison10SEC filing
Jan 17, 2013Amendment$14,154,370$3,999,997vs Jul 5, 20119SEC filing
Jul 5, 2011Amendment$10,154,373$3,000,000vs May 9, 20119SEC filing
May 9, 2011Amendment$7,154,373$6,154,372vs Jun 23, 20104SEC filing
Jun 23, 2010Initial$1,000,001No comparison3SEC filing
Sep 1, 2009Initial$2,040,636No comparison8SEC filing
Apr 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 5, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Sep 29, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$120K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-207881

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roth Capital Partners, LLC15407

Source: Form D, filed Feb 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Boyce Director
Greg Butterfield Director
Carine Clark Director, Executive
Adam Edmunds Director, Executive
Brian Garner Executive
Chris Harrington Director
Greg Heaps Executive
Steven W. Hobbs Director
Scott Irwin Director
Eric Johnson Executive
Todd Rowe Director
Douglas Schrier Director
Doug Schrier Director
Tyler Smith Director
Spencer Tall Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
10235 South Jordan Gateway Suite 500
South Jordan, UT, 84095