Form D · Other Investment Fund
All Cap Equity Trust
New York, NY · CIK 0001458119
Offering snapshot reported Feb 23, 2011 · SEC filing
- Reported sold
- $7.82M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2011 | Amendment | $7,818,977 | $0vs Feb 26, 2010 | 3 | SEC filing |
| Feb 26, 2010 | Amendment | $7,818,977 | $0vs Mar 18, 2009 | 3 | SEC filing |
| Mar 18, 2009 | Amendment | $7,818,977 | No comparison | Not reported | SEC filing |
| Mar 11, 2009 | Initial | $7,818,977 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.18K
- Finders' fees
- $0
- Form D file number
- 021-127591
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allianz Global Investors Distributors LLC | 25567 |
Source: Form D, filed Feb 23, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barbara Claussen | Executive |
| Taegan Goddard | Executive |
| John C. Maney | Executive |
| Geoffrey Mullen | Executive |
| Mary Ann Schreiber | Executive |
| Mary Ann Schrieber | Executive |
| Horacio Valeiras | Executive |
| Marna Whittington | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10105