Form D · Hedge Fund

ALJ CAPITAL I LP

Los Angeles, CA · CIK 0001460416

Offering snapshot reported May 13, 2015 · SEC filing

Reported sold
$17.5M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.73M$17.5MApr 12, 2010: $10,000,000.00Apr 12, 2010Mar 22, 2011: $11,000,000.00Mar 30, 2012: $12,000,000.00Apr 2, 2012: $12,000,000.00Mar 29, 2013: $13,750,000.00Mar 25, 2014: $15,150,000.00Mar 31, 2015: $17,450,000.00May 13, 2015: $17,450,000.00May 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2015Amendment$17,450,000$0vs Mar 31, 201545SEC filing
Mar 31, 2015Amendment$17,450,000$2,300,000vs Mar 25, 201445SEC filing
Mar 25, 2014Amendment$15,150,000$1,400,000vs Mar 29, 201341SEC filing
Mar 29, 2013Amendment$13,750,000$1,750,000vs Mar 30, 201238SEC filing
Mar 29, 2013Initial$13,750,000No comparison38SEC filing
Apr 2, 2012Amendment$12,000,000$0vs Mar 30, 201233SEC filing
Mar 30, 2012Amendment$12,000,000$1,000,000vs Mar 22, 201133SEC filing
Mar 22, 2011Amendment$11,000,000$1,000,000vs Apr 12, 201030SEC filing
Apr 12, 2010Initial$10,000,000No comparison33SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140439

Source: Form D, filed May 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALJ CAPITAL I, L.P.

Investment adviser: ALJ CAPITAL MANAGEMENT, LLC

Gross asset value
$9.24M
Beneficial owners
43
ADV minimum commitment
$250K

Reported in Form ADV on Mar 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES. INC. MISSISSAUGA, ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO LOS ANGELES, California, United States
Custodian PERSHING LLC LOS ANGELES, California, United States Related to adviser: No
Prime broker PERSHING LLC LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1093256 · Mar 28, 2017 · Schedule D 7.B.(1), fund 805-8229415761

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Seth Fishman Executive
Lawrence Benjamin Gill Executive
Ron David Silverton Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6300 Wilshire Blvd Suite 700
Los Angeles, CA, 90048