Form D · Hedge Fund

Alignment Capital Partners LP

Norwalk, CT · CIK 0001744848

Offering snapshot reported Jun 3, 2019 · SEC filing

Reported sold: $1.05M
Investors reported: 3
Minimum accepted: $1M
First sale: Jul 1, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 3, 2019	Amendment	$1,050,000	No comparison	3	SEC filing
Jun 27, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-315524

Source: Form D, filed Jun 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALIGNMENT CAPITAL PARTNERS LP

Investment adviser: BR DIALECTIC CAPITAL MANAGEMENT, LLC

Gross asset value: $493K
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 25, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES, LLP
PCAOB 349

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1520936 · Mar 25, 2021 · Schedule D 7.B.(1), fund 805-9738551600

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A B. Riley Alternatives Gp Llc	Promoter
N/A B. Riley Capital Management, Llc	Promoter
John Fichthorn	Executive
Thomas Kelleher	Executive
Michael Markunas	Executive
Bryant R. Riley	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O B. Riley Alternatives Gp Llc 119 Rowayton Avenue, 2 Nd Floor
Norwalk, CT, 06853