Form D · Computers

Alien Technology Corp

Morgan Hill, CA · CIK 0001350415

Offering snapshot reported Jun 14, 2011 · SEC filing

Reported sold
$12.4M
Offering amount: $61.1M
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 2, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.19M$12.4MFeb 16, 2011: $2,036,714.00Feb 16, 2011Jun 14, 2011: $12,388,859.00Jun 14, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,036,714 → $12,388,859
  • Reported investors26 → 32

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2011Amendment$12,388,859$10,352,145vs Feb 16, 201132SEC filing
Feb 16, 2011Initial$2,036,714No comparison26SEC filing
Dec 22, 2009Initial$9,477,366No comparison74SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.2M (estimated)
Finders' fees
$0
Form D file number
021-155458
Includes warrants to purchase shares of Series B" Preferred and Series B" issuable upon exercise and warrants to purchase shares of Series B' Preferred and Series B' issuable upon exercise.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Advanced Equities, Inc.35545

Source: Form D, filed Jun 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Aaron Executive
Keith Keith G. Daubenspeck Director
Ken Ehrhart Director
George W. Everhart Director, Executive
John Gannon Director
Peter Green Director, Executive
C. Scott Hartz Director
Paul Hsiao Director
Mark W. Perry Director
Duane Zitzner Director

Issuer details

Industry: Computers (See others in industry)

Address:
18220 Butterfield Blvd.
Morgan Hill, CA, 95037