Form D · Private Equity Fund

Algonquin Middle Market Opportunities Fund, L.P.

Greenwich, CT · CIK 0001577946

Offering snapshot reported Mar 10, 2017 · SEC filing

Reported sold
$31M
Offering amount: $31M
Investors reported
6
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.5M$31MJul 9, 2013: $21,500,000.00Jul 9, 2013Mar 24, 2014: $26,500,000.00Mar 24, 2014Mar 27, 2015: $27,000,000.00Mar 27, 2015Mar 9, 2016: $31,000,000.00Mar 9, 2016Apr 6, 2016: $31,000,000.00Mar 10, 2017: $31,000,000.00Mar 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2017Amendment$31,000,000$0vs Apr 6, 20166SEC filing
Apr 6, 2016Amendment$31,000,000$0vs Mar 9, 20166SEC filing
Mar 9, 2016Amendment$31,000,000$4,000,000vs Mar 27, 20156SEC filing
Mar 27, 2015Amendment$27,000,000$500,000vs Mar 24, 20144SEC filing
Mar 24, 2014Amendment$26,500,000$5,000,000vs Jul 9, 20132SEC filing
Jul 9, 2013Initial$21,500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported

Source: Form D, filed Mar 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALGONQUIN MIDDLE MARKET OPPORTUNITIES FUND, L.P.

Investment adviser: SAGE ADVISORS, LLC

Gross asset value
$26.6M
Beneficial owners
7
ADV minimum commitment
$250K

Reported in Form ADV on Sep 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FORVIS MAZARS, LLP NEW YORK, New York, United States
Custodian BNY MELLON NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

BNY MELLON NATIONAL ASSOCIATION
LEI 4EP6JBYBTPTQ47LZOB67

Filing source

Form ADV 2133069 · Sep 21, 2026 · Schedule D 7.B.(1), fund 805-1925350710

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dylan C. Brix Director, Executive
Michael S. Devine Director, Executive
George T. Hubbard Director, Executive
John A. Hyman Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Greenwich Office Park
Greenwich, CT, 06831