Form D · Hedge Fund

ALGEBRIS GLOBAL FINANCIALS FUND

George Town, Grand Cayman, E9 · CIK 0001421399

Offering snapshot reported Jul 26, 2019 · SEC filing

Reported sold
$146M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$73.2M$146MFeb 3, 2010: $66,578,118.00Feb 3, 2010Feb 4, 2011: $83,001,200.00Feb 3, 2012: $26,812,000.00Jan 28, 2013: $19,155,282.00Jan 28, 2014: $0.00Jul 31, 2014: $0.00Jul 31, 2015: $0.00Jul 29, 2016: $0.00Jul 28, 2017: $5,149,000.00Jul 27, 2018: $78,800,500.00Jul 26, 2019: $146,306,163.00Jul 26, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,149,000 → $146,306,163
  • Reported investors1 → 17
  • Minimum accepted$100,000 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2019Amendment$146,306,163$141,157,163vs Jul 28, 201717SEC filing
Jul 27, 2018Amendment$78,800,500$73,651,500vs Jul 28, 20172SEC filing
Jul 28, 2017Amendment$5,149,000$5,149,000vs Jul 29, 20161SEC filing
Jul 29, 2016Amendment$0$0vs Jul 31, 20150SEC filing
Jul 31, 2015Amendment$0$0vs Jul 31, 20140SEC filing
Jul 31, 2014Amendment$0$0vs Jan 28, 20140SEC filing
Jan 28, 2014Amendment$0-$19,155,282vs Jan 28, 20130SEC filing
Jan 28, 2013Amendment$19,155,282-$7,656,718vs Feb 3, 20121SEC filing
Feb 3, 2012Amendment$26,812,000-$56,189,200vs Feb 4, 20112SEC filing
Feb 4, 2011Amendment$83,001,200$16,423,082vs Feb 3, 201012SEC filing
Feb 3, 2010Amendment$66,578,118No comparison15SEC filing
Dec 12, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-112154
Total includes an EUR14m investment on 1/1/2008. XE Currency historical FX rates used to convert to USD (rate used 1.45907)

Source: Form D, filed Jul 26, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALGEBRIS GLOBAL FINANCIALS FUND

Investment adviser: ALGEBRIS (UK) LIMITED

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1388818 · Mar 2, 2020 · Schedule D 7.B.(1), fund 805-2057508435

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Algebris Investments (Asia) Pte. Ltd Promoter
Algebris Investments (Uk) Llp Promoter
Algebris Investments (Us) Inc. Promoter
Algebris Investments (Us) Inc. Promoter
Algebris (Uk) Limited Promoter
Andrew Galloway Director
Eric Halet Director
Alexander Lasagna Director
Ralph Woodford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House South Church Street, P.O. Box 309 Gt
George Town, Grand Cayman, E9, KY1-1104