Form D · Other
ALFund Excelsior 5 LLC
Omaha, NE · CIK 0001561606
Offering snapshot reported Nov 5, 2012 · SEC filing
- Reported sold
- $381K Offering amount: $800K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 30, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2012 | Initial | $381,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $12K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-186524
Subject to offering being fully subscribed. 1.5% of contributin Capital paid to Managging Broker Dealer. No commission paid to Wholesalers or Registered representatives.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wm H Murphy & Co, Inc | 27274 |
Source: Form D, filed Nov 5, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alfmgt Ne Llc | Executive |
| N/A Amalfi Management Llc | Promoter |
| Alex Chucri | Promoter |
| N/A Dna4 B Llc | Promoter |
| Alan Hald | Promoter |
| Jeff Huff | Promoter |
| N/A Neoconomy Llc | Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
500 Energy Plaza 409 South 17 Th Street
Omaha, NE, 68102
Omaha, NE, 68102