Form D · Other
ALFund Excelsior 4 LLC
Scottsdale, AZ · CIK 0001495755
Offering snapshot reported Jul 9, 2010 · SEC filing
- Reported sold
- $150K Offering amount: $300K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jun 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2010 | Initial | $150,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.25K
- Finders' fees
- $0
- Form D file number
- 021-144662
The Company, in its sole discretion, may close the Offering with less than 300,000 Units sold (at $1.00 per Unit), or increase and sell up to an additional 300,000 Units, raising up to an additional $300,000.
Units are being offered and sold by FINRA members(Selling Group Members). Each Selling Group Member is entitled to commissions of 8.5% of gross proceeds of those subscriptions it delivers to issuer. If sold via Wholesalers, the commission is 3.5%.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wm. H. Murphy & Co., Inc. | 27274 | |
| Alan P. Hald | 5638362 | Wm. H. Murphy & Co., Inc. · CRD 27274 |
| Alexander K. Chucri | 5637580 | Wm. H. Murphy & Co., Inc. · CRD 27274 |
Source: Form D, filed Jul 9, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alanex Llc | Promoter |
| N/A American Legal Funding Llc | Promoter |
| N/A American Legal Fund Management Az | Executive |
| Alexander Kalil Chucri | Promoter |
| Alan Phillip Hald | Promoter |
| C. Jeffrey Huff | Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
17700 North Pacesetter Way #104
Scottsdale, AZ, 85255
Scottsdale, AZ, 85255