Form D · Other
ALFund Excelsior 3 LLC
Omaha, NE · CIK 0001521472
Offering snapshot reported May 24, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $30M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 24, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.45M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-160236
The Company, in its sole discretion, may close the Offering with less than 30,000,000 Units sold(at $1.00 per Unit)
If 30M Units offered and sold by members of FINRA (Selling Group Members). A Selling Group Member is entitled to commission 8.5% of gross proceeds of subscriptions it delivers to Issuer. Wholesaler entitled to 3.0% of all subscriptions delivered to Issuer
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wm H Murphy & Co.,Inc. | 27274 | |
| ALAN P HALD | 5638362 | Wm H Murphy & Co.,Inc. · CRD 27274 |
| ALEXANDER K CHUCRI | 5637580 | Wm H Murphy & Co.,Inc. · CRD 5638362 |
Source: Form D, filed May 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alanex Llc | Promoter |
| N/A American Legal Fund Management Az Llc | Executive |
| Alexander Kalil Chucri | Promoter |
| Alan Philip Hald | Promoter |
| C Jeffrey Huff | Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
500 Energy Plaza 409 S 17th St
Omaha, NE, 68102
Omaha, NE, 68102