Form D · Other
ALFund Excelsior 3 LLC
Scottsdale, AZ · CIK 0001495756
Offering snapshot reported Jul 9, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-144659
The Company, in its sole discretion, may close the Offering with less than 2,000,000 Units sold (at $1.00 per Unit), or increase and sell up to an additional 2,000,000 Units, raising up to an additional $2,000,000.
Units are being offered and sold by FINRA members(Selling Group Members). Each Selling Group Member is entitled to commissions of 8.5% of gross proceeds of those subscriptions it delivers to issuer. If sold via Wholesalers, the commission is 3.5%.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wm. H. Murphy & Co., Inc. | 27274 | |
| Alan P. Hald | 5638362 | Wm. H. Murphy & Co., Inc. · CRD 27274 |
| Alexander K. Chucri | 5637580 | Wm. H. Murphy & Co., Inc. · CRD 27274 |
Source: Form D, filed Jul 9, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alanex Llc | Promoter |
| N/A American Legal Funding Llc | Promoter |
| N/A American Legal Fund Management Az Llc | Executive |
| Alexander Kalil Chucri | Promoter |
| Alan Phillip Hald | Promoter |
| C. Jeffrey Huff | Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
17700 N. Pacesetter Way Suite 104
Scottsdale, AZ, 85255
Scottsdale, AZ, 85255