Form D · Other
ALEXCO RESOURCE CORP
Vancouver, A1 · CIK 0001364128
Offering snapshot reported May 31, 2016 · SEC filing
- Reported sold
- $2.8M Offering amount: $4.84M
- Investors reported
- 108 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 17, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2016 | Initial | $2,796,429 | No comparison | 108 | SEC filing |
| Dec 16, 2015 | Initial | $706,246 | No comparison | 6 | SEC filing |
| Mar 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 8, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 12, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $140K
- Finders' fees
- $0
- Form D file number
- 021-264132
(c) represents maximum potential exercise price of warrants issued to U.S. purchasers; Cdn$1.2884 = US$1.00.
Unit offering, each unit consisting of one common share and 1/2 of one common share purchase warrant; each whole warrant is exercisable at Cdn$1.75 for 24 months.
In addition to the cash commission of US$139,821, the sales agents received 55,519 warrants exercisable at Cdn$1.49.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments Ltd. | 35878 | Sprott Private Wealth LP |
| Scarsdale Equities LLC | 134602 | |
| Canaccord Genuity Corp. | None | Canaccord Genuity Inc. · CRD 1020 |
Source: Form D, filed May 31, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Clark | Executive |
| Joe Harrington | Executive |
| James Harrington | Executive |
| Terry Krepiakevich | Director |
| Alan Mc Onie | Executive |
| Clynton R. Nauman | Director, Executive |
| Brad A. Thrall | Executive |
| Rick Van Nieuwenhuyse | Director |
| Michael Winn | Director |
| Richard Zimmer | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 1225, 555 Burrard Street
Vancouver, A1, V7X 1M9
Vancouver, A1, V7X 1M9