Form D · Other Investment Fund
ALEXANDER SERIES OFFSHORE FUND SPC
New York, NY · CIK 0001442708
Offering snapshot reported Apr 7, 2017 · SEC filing
- Reported sold
- $456B Indefinite offering
- Investors reported
- 91 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Feb 8, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$350,936,129,677 → $456,260,762,191
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2017 | Amendment | $456,260,762,191 | $105,324,632,514vs Apr 7, 2016 | 91 | SEC filing |
| Apr 7, 2016 | Amendment | $350,936,129,677 | $91,665,774,141vs Apr 7, 2015 | 91 | SEC filing |
| Apr 7, 2015 | Amendment | $259,270,355,536 | $54,042,866,639vs Apr 8, 2014 | 62 | SEC filing |
| Apr 8, 2014 | Amendment | $205,227,488,897 | $54,581,743,783vs Apr 8, 2013 | 24 | SEC filing |
| Apr 8, 2013 | Amendment | $150,645,745,114 | $19,523,303,840vs Mar 23, 2012 | 24 | SEC filing |
| Mar 23, 2012 | Amendment | $131,122,441,274 | $33,846,895,032vs Mar 15, 2011 | 21 | SEC filing |
| Mar 15, 2011 | Amendment | $97,275,546,242 | $27,548,653,813vs Oct 1, 2010 | 20 | SEC filing |
| Oct 1, 2010 | Amendment | $69,726,892,429 | No comparison | 20 | SEC filing |
| Aug 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $9.08K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-121371
The Issuer's total assets were approx. $10.2 billion as of December 31, 2016.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MBSC Securities Corporation | 231 |
Source: Form D, filed Apr 7, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven M. Anderson | Executive |
| J. Charles Cardona | Director |
| Michael Connors | Director |
| Tracy Hopkins | Director |
| Richard T. Klingman | Director |
| J. Desmond Mac Intyre | Director |
| Alan S. Milgate | Director |
| The Bank Of New York Mellon | Promoter |
| John E. Thomas, Jr. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10286