Form D · Hedge Fund

Alethea Global Equity Fund LP

San Diego, CA · CIK 0001612601

Offering snapshot reported Jul 3, 2014 · SEC filing

Reported sold: $21M
Investors reported: 24
Minimum accepted: $15K
First sale: Jun 30, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 3, 2014	Initial	$20,988,870	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-220372

Source: Form D, filed Jul 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALETHEA GLOBAL EQUITY FUND, LP

Investment adviser: ALETHEA CAPITAL MANAGEMENT, LLC

Gross asset value: $11.2M
Beneficial owners: 17
ADV minimum commitment: $100K

Reported in Form ADV on Jun 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY DENVER, Colorado, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ASHLAND PARTNERS & COMPANY LLP MEDFORD, Oregon, United States

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Custodian WELLS FARGO BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1329691 · Jun 25, 2019 · Schedule D 7.B.(1), fund 805-8189924769

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tony Hsu	Executive
Stephen Michael La Fata	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

15618 Jube Wright Court
San Diego, CA, 92127