Form D · REITS and Finance
Alderwood TIER, LLC
San Mateo, CA · CIK 0002006303
Offering snapshot reported Jan 10, 2024 · SEC filing
- Reported sold
- $528K Offering amount: $1M
- Investors reported
- 66 Form D · investor count
- Minimum accepted
- $8K Reported outside-investor minimum
- First sale
- Jan 8, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 10, 2024 | Initial | $528,000 | No comparison | 66 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C.7, 3C
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K
- Finders' fees
- $0
- Form D file number
- Not reported
5% of total amount sold
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 10, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Millham | Director |
| Jaclyn B. Safier | Director |
| Joy Sisisky | Director |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
1 North B Street Suite 4000
San Mateo, CA, 94401
San Mateo, CA, 94401