Form D · Hedge Fund
ALDEN GLOBAL OPPORTUNITIES FUND LP
New York, NY · CIK 0001452225
Offering snapshot reported Jan 15, 2016 · SEC filing
- Reported sold
- $821M Indefinite offering
- Investors reported
- 295 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$2,000,000 → $0
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2016 | Amendment | $820,774,584 | $0vs Jan 15, 2015 | 295 | SEC filing |
| Jan 15, 2015 | Amendment | $820,774,584 | $583,970,972vs Jan 15, 2014 | 295 | SEC filing |
| Jan 15, 2014 | Amendment | $236,803,612 | -$30,290,884vs Mar 14, 2013 | 198 | SEC filing |
| Mar 14, 2013 | Amendment | $267,094,496 | -$405,380,167vs Mar 15, 2012 | 204 | SEC filing |
| Mar 15, 2012 | Amendment | $672,474,663 | -$301,253,558vs Mar 15, 2011 | 216 | SEC filing |
| Mar 15, 2011 | Amendment | $973,728,221 | $119,813,897vs Mar 12, 2010 | 227 | SEC filing |
| Mar 12, 2010 | Amendment | $853,914,324 | $336,242,846vs Dec 14, 2009 | 193 | SEC filing |
| Dec 14, 2009 | Amendment | $517,671,478 | No comparison | 152 | SEC filing |
| Dec 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.52M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-125190
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sanders Morris Harris Inc. | 20580 | |
| HKC Securities, Inc. | 29705 | |
| Blue Sand Securities LLC | 142976 | |
| Artist Capital Inc. | 153937 | |
| Concept Capital Markets, LLC | 153397 |
Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALDEN GLOBAL OPPORTUNITIES FUND, L.P.
Investment adviser: ALDEN GLOBAL CAPITAL LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1403498 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-1924227099
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alden Global Capital Llc Alden Global Capital Llc | Promoter |
| Thomas Del Bosco | Executive |
| John Ferguson | Director |
| Heath Freeman | Director |
| Jonathan Gross | Executive |
| Plohg Jim | Executive |
| Jason Pecora | Director |
| Jason Percora | Executive |
| Jim Plohg | Executive |
| Bruce Schnelwar | Executive |
| Kalman Vidomlanski | Executive |
| David Zales | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022